Appeasement and Forgiveness: A Prerequisite for Atonement
A well-known principle in the Mishnah states that Yom Kippur does not atone
for sins committed bein adam l’chaveiro, between man and his fellowman,
unless one has first sought to appease whomever he has wronged and obtained
his forgiveness. The Divinely ordained power of Yom Kippur to atone for sins
cannot be activated, so to speak, unless one has assuaged any hurt feelings
that he has caused{1}.
Asking for forgiveness is usually an unpleasant task, where one must lower
himself to admit his wrongdoing to his fellowman. Since people naturally
wish to avoid such painful or embarrassing encounters, they delay asking for
forgiveness for as long as possible. Recognizing this factor, the Rabbis
established erev Yom Kippur as the final “deadline.” Since everyone wants to
maximize Yom Kippur’s potential to cleanse and purify a Jew from sin, that
desire becomes the impetus to ask for forgiveness{2}.
One must ask to be forgiven for any type of act that may have harmed another
person, whether it is of a physical, verbal or financial{3} nature, etc.,
and whether the act was committed directly to the person’s face or behind
his back.
Before the advent of Yom Kippur, one should review in his mind any comments
he has made or acts he has done that would require him to approach the
injured party and ask for their forgiveness. Many people ask forgiveness
from their friends for routine, relatively inconsequential slights;
forgiveness in such cases is easily asked for and easily given. But one must
also approach those whom one has seriously wronged, and obtain their
forgiveness. This is much more difficult yet absolutely essential.
Question: Does Shimon need to appease or ask for forgiveness from Reuven if
he knows that Reuven has already forgiven him in his heart?
Answer: There are two opinions. Some hold that as long as Reuven is appeased
and no longer bears a grudge, then there is no reason for Shimon to ask
forgiveness, since the goal has been achieved{4}. Others, however, maintain
that the process requires that Shimon humble himself before Reuven and make
up for hurting him by asking forgiveness. The embarrassment involved is part
of the purification process, a form of yisurim that the sinner must go
through before Divine forgiveness may be granted. The fact that Reuven has
already pardoned him does not remove that obligation{5}.
While the major poskim, including the Mishnah Berurah, do not explicitly
discuss this issue, we may support this point by mentioning that the Chafetz
Chayim urged that the Declaration of Forgiveness paragraph, whose original
place in the lengthy Tefillah Zakah was towards the end, be moved up to the
beginning of the prayer so that everyone would recite it{6}. Apparently, it
was his view that reciting this paragraph is crucial since it allows for
forgiveness to be granted despite the fact that Shimon did not humble
himself and expressly petition Reuven for forgiveness.
Question: Reuven, who in the past spoke lashon ha-ra about Shimon, now seeks
his forgiveness. If Shimon is unaware of what exactly was said about him, is
Reuven required to repeat to Shimon what he said about him in order for
Shimon to forgive him completely?
Answer: If the lashon ha-ra that was spoken was not “accepted” by the
listeners and no harm was done to Shimon, Reuven does not have to ask
Shimon’s forgiveness at all. He must, however, repent for his sin and ask
forgiveness directly from Hashem{7}.
If the lashon ha-ra did cause harm to Shimon, and Shimon is aware of the
lashon ha-ra that was said about him, Reuven must beseech Shimon directly.
If Shimon is unaware of what was said about him, Reuven must tell him{8}.
If the information will cause Shimon embarrassment or pain, then Reuven need
not elaborate upon the lashon ha-ra that was spoken{9}. A general request
for forgiveness will suffice.
Rav Yisrael Salanter{10} explains that there is no need to hurt Shimon by
letting him know the lashon ha-ra that was spoken about him. He adds that
the custom of asking forgiveness of everyone on erev Yom Kippur avoids such
unnecessary embarrassment{11}.
Question: Reuven feels that Shimon is upset at him for no reason at all.
Does Reuven have to appease him anyway?
Discussion: Yes, for two reasons. First, because Reuven must clarify whether
or not Shimon has a legitimate claim of which Reuven is unaware. Secondly,
Sefas Emes{12} proves from the Talmud that even when someone is
unjustifiably upset, he must still be appeased.
It is reasonable to assume, however, that this is only required if Reuven
actually did something that could cause Shimon to be upset. But if, in fact,
Reuven did absolutely nothing wrong, and Shimon’s grievances are
irrational—possibly because he is jealous of Reuven or he is an insecure,
neurotic individual—then Reuven would have no obligation to appease Shimon.
Question: Can the appeasement be made through a messenger or must it be done
in person?
Discussion: L’chatchilah, it is preferable that it be done in person. If,
however, this is difficult to do, or if there is a better chance of
forgiveness being granted if a third party mediates, then it should be done
through a third party [or by phone or mail{13}].
Question: How is Reuven supposed to react to Shimon’s appeasement?
Discussion: Reuven is required to let his anger towards Shimon—even when
justified—dissipate and abate. Reuven must do this not only for the sake of
Shimon who otherwise will be denied atonement, but also for his own sake.
The following four reasons are offered:
As children of Avraham Avinu, we are expected to learn from him and
follow his example when he graciously forgave Avimelech for abducting
Sarah{14}. Anyone who conducts himself differently is, in the words of the
Rambam{15}, cruel and akin to the hard-heartened Gentiles.
Middah Kneged Middah—Hashem deals with us in the same manner that we
deal with others. If Reuven pardons Shimon for anything Shimon may have done
to him, including acts that Shimon did intentionally or spitefully, then
Hashem will forgive Reuven for any sins committed against Him, including
those sins done intentionally or spitefully{16}.
One who allows hatred towards another person to remain in his heart
blocks his prayers from reaching heaven{17}.
According to some Rishonim{18}, one who refuses to forgive transgresses
the Biblical prohibition of Lo sitor (Do not bear a grudge).
Question: If Reuven refuses or rejects Shimon’s appeasement, what should
Shimon do?
Discussion: If Reuven rebuffs Shimon, Shimon must return twice more{19} to
ask for forgiveness. When he returns he should not go alone, but with three
people who stand by while he appeases Reuven{20}. If that, too, fails,
Shimon has done his duty and is no longer required{21} to ask for
forgiveness{22}.
Question: Are there any situations where Reuven is not required to forgive
and may continue to hold a grudge against Shimon?
Discussion: Yes. There are several such cases:
If Shimon owes him money and refuses to pay or denies his debt{23}.
If Shimon slandered him falsely (motzi shem ra) and there is a
possibility that some people who heard the slander will not hear its
retraction{24}. If, however, such a possibility does not exist, then Reuven
is obligated to forgive him{25}.
If Reuven fears that the episode will repeat itself; i.e., he will
pardon Shimon and Shimon will hurt him again{26}.
If Reuven withholds forgiveness in order to reform Shimon’s future
conduct towards people{27}.
Question: After Shimon petitioned Reuven for forgiveness, Reuven forgave
him, but only outwardly. In his heart Reuven is still angry. Has Shimon
fulfilled his obligation?
Discussion: In the opinion of Alter of Kelm{28}, Shimon has fulfilled his
obligation once Reuven has verbally expressed forgiveness. The fact that in
his heart he has not done so does not negate his spoken word in keeping with
the rule of devarim shebelev einam devarim. But other poskim disagree and
rule that Shimon has not fulfilled his obligation and must further pacify
Reuven{29}.
1. See Birkei Yosef 606:1; Hirhurei Teshuvah (Rav M. Gifter), pg. 121;
Yechaveh Da’as 5:44.
2. Mishnah Berurah 606:1. See Tur for another reason why erev Yom Kippur
was chosen as the appropriate time to take care of this need.
3. While erev Yom Kippur seems an unlikely time to settle monetary claims,
actually, it is a very good time to do so, for there is no greater
impediment to atonement than wrongful possession of someone else’s money
(Mishnah Berurah 606:1).
4. Teshuvos D’var Yehoshua 5:20; Az Nidberu 7:65. See also Meshech
Chachmah, Ki Savo, last paragraph.
5. Pele Yoeitz (Teshuvah). See also Tanchuma, quoted in Beiur ha-Gra
606:1. For a detailed explanation see Moadim u’Zemanim 1:54, quoting Rav
Itzel of Peterburg. See also Hirhurei Teshuvah, pg. 123.
6. See the ArtScroll Machzor.
7. R. Yonah in Sha’arei Teshuvah 207, quoted by Chafetz Chayim, Hilchos
Lashon ha-Ra 4:12
8. Chafetz Chayim, ibid.
9. Mishnah Berurah 606:3.
10. Quoted by Rav E.E. Dessler and published in Moadim u’Zemanim 1:54.
11. See Halichos Shelomo 2:3-6, Devar Halachah 6 and Az Nidberu 7:66, who
rule in accordance with this view. According to this opinion, as long as
Shimon is unaware that lashon ha-ra was spoken about him, there is
absolutely no requirement to inform him of what was said.
12. Yuma 87b.
13. Mishnah Berurah 606:2. See Yechaveh Da’as 5:44.
14. Aruch ha-Shulchan 606:2.
15. Hilchos Teshuvah 2:10.
16. Sha’ar ha-Tziyun 606:8. See also Tiferes Yisrael, Yuma 8:54.
17. Mateh Efrayim 606:4, quoting Kabbalists.
18. See Rambam, Hilchos Teshuvah 2:10 and Sefer ha-Teshuvah, pg. 221;
Terumas ha-Deshen 1:307 and 2:212. See also Chezkuni Vayikra 19:18. See,
however, Ritva (Rosh Hashanah 17a), who disagrees.
19. If Reuven is Shimon’s rebbe, however, then there is no limit to how
many times Shimon must ask for forgiveness.
20. Rama 606:1.
21. According to some poskim, he has done his duty and his atonement on
Yom Kippur will no longer be blocked (Pri Chadash). Most poskim, however,
hold that while he is not required to ask more than three times, if he
wishes to do so he may [since, after all, he was still not forgiven];
Mishnah Berurah 606:5 and Sha’ar ha-Tziyun 6.
22. Shimon, however, should announce [in the presence of ten people] that
he did his very best to appease Reuven and it is not his fault that Reuven
refuses to be appeased (Rama 606:1). See explanation in Beiur ha-Gra.
23. Rambam, Hilchos Teshuvah 2:9.
24. It is middas chasidus, however, to forgive even in this situation;
Mateh Efrayim 606:4.
25. Aruch ha-Shulchan 606:2.
26. Mishnah Berurah 606:10. This is similar to the case cited in Tefillah
Zakah where the sinner says, “I will sin against him and he will forgive me.”
27. Rama 606:1. Reuven must, however, remove the hatred from his heart and
only show it outwardly; Mishnah Berurah 606:9.
28. Quoted by Rav R. Grozovsky (Sefer ha-Zikaron Even Tzion, pg. 542). See
also Ohr Yisrael (Nesivos Ohr, pg. 116).
29. Rav Y.S. Elyashiv (oral ruling quoted in Toras ha-Adam le-Adam, vol.
3, pg. 36); Alei Shur, vol. 2, pg. 240. See also Teshuvos v’Hanhagos 1:739.
Weekly-Halacha, Text Copyright © 2012 by Rabbi Neustadt, Dr. Jeffrey Gross and Torah.org.
Rabbi Neustadt is the Yoshev Rosh of the Vaad Harabbonim of Detroit and the Av Beis Din of the Beis Din Tzedek of Detroit. He could be reached at dneustadt@cordetroit.com